Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and
from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
information became public on 12 November, 2014. BKI obtained the material non- public information by Mr.Chai Sophonpanich, authorized person of BKI and director of BLA. 16/06/2017 agreed to comply with civil
Mr. Chai Sophonpanich On 7 November 2014, Mr.Chai Sophonpanich, authorized person of Bangkok Insurance Public Company Limited (BKI), ordered 200,000 of Bangkok Life Assurance Public Company Limited
review responsibility of her audit group. She had the authorized access to view the draft financial statements in the EY information system and disclosed the inside information of the three companies to
LLC Fair Expo Satang Corporation Co., Ltd. (Satang) by Mr. Poramin Insom, Chief Executive Officer and authorized director, entered into a market maker agreement with LLC Fair Expo by Mr. Mikalai
Mr. Mikalai Zahorski Satang Corporation Co., Ltd. (Satang) by Mr. Poramin Insom, Chief Executive Officer and authorized director, entered into a market maker agreement with LLC Fair Expo by Mr
information dissemination system of the Stock Exchange of Thailand. However, on 17-18 June 2024, NEX, which was authorized by Mr. Khanist Srivajiraprabha, disclosed such information with historical data showing