Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course at any level or graduate with a master’s degree or higher1 during the latest two calendar years prior to the

Contacts may accumulate their participation hours in the activities accepted by the Office provided that at least 15 hours of attendance are achieved during the latest two calendar years prior to the

.” Clause 2. The derivatives advisor who provided services for customers prior to the effective date of this notification shall arrange to have an agreement in writing relating to the settlement of disputes

size of disposal transactions during 6 months prior to date is equivalent to 6.3% pursuant to the Comparison of Consideration Paid criteria. The portion is below the 15% threshold, which is not

size of acquisition or disposition transactions during 6 months prior to date is equivalent to 5% of net tangible assets of the Company. The portion is below the 15% threshold, which is not classified as

associated with the delay of the Project has been disclosed to the shareholders prior to obtaining the approval of the renovation Project. As a result, the construction delays further impacted the available

must disclose material information in the Registration Statement and Draft Prospectus (“the Filing”) prior to the offering of such securities; (2) Requiring the Filing to be submitted via Form 69-1

current circumstance, the issuer needs to rectify any illegal business activities in accordance with the board definition prior to obtaining an IPO approval. This could delay fundraising and consequently

person. In this regard, the business operator must consider the qualifications of the applicant in line with the governing regulations prior to submitting the application via SEC’s auto approval system

conjunction with Section 33 and subject to the penalties under Section 268 of the SEA. The Criminal Fining Committee therefore ordered him to pay a civil monetary penalty of 500,000 baht. Prior to the orders of