determination of offering price, providing that intention to subscribe the underwritten securities must be clearly disclosed in prospectus and preventive measure for conflict of interest between financial advisor
company, asset management company and commercial bank that sells investment units and market professionals such as investor contact, securities analyst, investment advisor and financial planner as well as
, introduction of professional wealth advisor to provide a service of personal asset allocation and organizing series of financial literacy projects to reach the main targets, e.g. new generation workers in the
that it is a potential project with ability to generate profit and create value to the shareholders continually. The independent financial advisor (IFA), on the contrary, opined that CWT shareholders
pursue the NPL management and collection business, which is viewed to have a potential to generate income and enhance the stability of the company in the long run.However, the independent financial advisor
financial advisor is of the opinion that the investments in Power Technology International Co., Ltd. (PTI) and Energy Serve Co., Ltd. (ESERVE), two of the five aforesaid transactions, are unadvisable and thus
financial advisor (IFA) that the transactions are not reasonable as fair value of AJP share should range between 13.60 ? 14.00 baht per share. Hence, the total value of AJP shares to be issued will exceed the
the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the