appraised price, and the transfer of funds from NUSA accounts into personal accounts and those of close associates, are liable to be in violation of Paragraph 2 of Section 281/2, in conjunction with Section
perform duties honestly under Section 89/7 and thus subject to the penalties under Paragraph 2 of Section 281/2, Section 307, Section 308, Section 311 and Section 312 of the Securities and Exchange Act B.E
(เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า/ หรือ 22.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์หรือเป็นตัวแทนซื้อขายสัญญาซื้อขาย
or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4
-public facts that influenced the securities price. His act was liable to the offences under Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) (SEA
Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Currently, such act is deemed an offence under Section 242 and subject to the punishments under
could influence the securities price to gain unfair benefit over other persons, liable to the offenses under Section 241 of the Securities and Exchange Act B.E. 2535 (1992) and criminal penalties under
also received benefits from other relevant acts. His action was deemed a violation of Section 89/7 and subject to penalties prescribed in the second paragraph of Section 281/2, Section 307, Section 311
supervision of [name of Home Regulator]. Benchmarks Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not
Exchange Act B.E. 2535 as amended by the Securities and Exchange Act (No. 4) B.E. 2551 which contains certain provision relating to the restriction of rights and liberties of persons which Section 29, in