financial statements through the SET Information Transmission System. 30/07/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

account. 05/04/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 23,295,000.00 Baht

stocks. 22/12/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing

>23/12/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

with the normal market condition. 03/03/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the

) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units

. Our suggestion for prevention of future occurrences is to jointly consider establishing accuracy verification mechanisms that can enhance confidence in the financial reporting, including a

of clients? assets: deficiency of the verification process created risk of  damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another

consequently affect confidence in securities business and the capital market at large;      (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was

net tangible assets of the Company (NTA) is classified as medium size according to the Notification of connected transaction In this regard, the purchase price is determined on the fair value of land