understanding of risk and investment, investment experience, financial position, financial encumbrances, desire and restriction of investment etc.. Clause 16. In making investment advisory handbook for
Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding
Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding
Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding.
that the contents added in brackets [….] have only been provided in the English version for clearer understanding. law on financial institution business means Financial Institution Business Act B.E
: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding.
any of the following capital market products without solicitation for investment, who performs duties as an investment consultant under a signatory member of the Memorandum of Understanding on the ACMF
shall determine duties and responsibilities for each operational staffs clearly and arrange a communication and rehearsal of understanding on duties to perform, as well as specify in details of