asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs/6121pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent

control https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc EDITED supervise and control generally for the implementation of the provisions of this Act. In order to implement the

line with transitional provisions In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect since 14 May 2018, allows existing digital asset business operators who submit

://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9157 SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions In pursuant to the Royal Decree on

part of the total liabilities would not exceed the shareholders’ equity. Additionally, the definition of the subordinated debt would be revised to include provisions specifying a cancellation or

for Offering of Debt Securities (No. 5), dated 30 April 2024: https://publish.sec.or.th/nrs/10209s.pdf   (6) Notification of the Capital Market Supervisory Board No. Tor Jor. 17/2567 Re: Provisions

market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex

sanction on the capital market auditor in the Securities and Exchange Act and to repeal and replace the provisions on renewal of the approval of the capital market auditor every 5 years with a permanent

Exchange Act (No. 5) B.E. 2559 (2016). As to Benjamas, her assistance for Jajjai to commit the offence was itself an offence liable to the punishments under the said provisions in conjunction with Section 86

punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of