2019, Mrs. Pakporn Lohavibulkij had offered the price 146,000,000 baht which was under the minimum price, but the Company needed the money using for the internal operation, furthermore, there were a lot
of 2020 (“2Q20”) was THB 392.9 million, dropped 7% from the same quarter of previous year (“yoy”). The non-social security (“non-SW) revenue (not yet included revenue from COVID-19 test) decreased yoy
ที่จำเป็นก่อนตัดสินใจลงทุน รวมทั้งต้องจัดทำกระบวนการทำความรู้จักลูกค้า (Know Your Customer /Client Due Diligent) และให้ผู้ลงทุนทำแบบทดสอบความสามารถในการรับความเสี่ยง (Suitability Test) นอกจากนี้ ผู้ขาย
ลงทุน เป็นต้น 3.2 ไม่ทำ KYC/CDD หรือ suitability test ให้ครบถ้วนอย่างมีนัยสำคัญ หรือไม่ทำ KYC/CDD ในเชิงลึกให้ปรากฏผู้รับประโยชน์ที่แท้จริง ทั้งที่ทราบหรือมีเหตุสงสัยให้
securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment
securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment
securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1