recently approved regulations on municipal bond offerings by public sector organizations under the Securities and Exchange Act B.E. 2535 (1992). The regulations, to be effective on January 1, 2015, will

derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports

Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further

of the Securities and Exchange Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4), B.E. 2551 (2008) and Section 35, Section 56 and Section 117 of the Securities and Exchange Act

manner. The key points of the amendment are as follows:   1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the consolidation of reports for

, and using inside information for trading Roynet shares in violation of Section 300 with Section 56, Sections 59, 238, 241, 246 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The

CMO shares acquired during the latter period.The aforesaid actions were in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the Settlement Committee therefore imposed

to 70.80 percent of the total number of voting rights of BIG to 2,447,954,100 shares which equaled to 69.37 percent of the total number of voting rights of BIG. He later filed the reports to the SEC

+ services by transferring digital assets into Z Wallet, believing that their assets had not been transferred elsewhere for other benefits. Moreover, Zipmex Thailand provided the reports on its clients'

Panjama purchased TRUBB shares by using her securities trading account during 30 March to 26 April 2017, prior to the disclosure of the inside information about the financial statements and reports of