Fund Management License instead to be more in line with the actual operated business may use the remaining paid fee as a discount for the new license fee. The consultation paper is available at https
warnings at the end of the funds’ names. While REITs and infrastructure funds with remaining agreement periods of less than 10 years must warn investors that the fund’s net asset value will gradually
process of setting up an extraordinary shareholders meeting No.1/2018 and the criteria for nomination of candidates for directorship.The SEC therefore ordered that all three remaining directors whose
financial advisor (IFA) in the event of major changes; 2. Allow the remaining shares from a preferential public offering (PPO)* to be offered for sale through PP (equivalent to right offering (RO)) to give
for his remaining approved status. The rest of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel. The SEC's order has been in
failures to disclose such information was in violation of the SEC notification. The SEC has also requested SINGHA to hasten the preparation and submission of the remaining financial statements to the SEC.
another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months
capital of Burirum Ruampaet Co.,Ltd. (registered capital 85 million baht) The name of shareholders after Ramkhamhaeng take part in Buriram Ruampaet Name of Shareholders Number of Shares % Registered Share 1
same period last year, which could be largely attributed to the factors as follows : 1. The company registered total sales revenue of Baht 1,150.03 million, representing an increase of Baht 132.90
first paragraph, the term of “ foreign collective investment scheme ” means a collective investment scheme established under foreign law provided that it has been granted approval, registered or