/select?q=electronic property OR "electronic property" OR "electrical asset" OR "electrical possession" OR "digital asset" OR "digital possession"&wt=json&indent=true&facet=true&facet.field=key_filetype
=electronic property OR "electronic property" OR "electrical asset" OR "electrical possession" OR "digital asset" OR "digital possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 3 ) Manual Select ( 3 ) Documents aspx ( 3 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic
the fiscal year, instead of within three months under the current regulations; (2) Requiring the financial statements submission to be in electronic format. For REIT managers that are
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
) | - |- Dealer of capital market product denominated in foreign currency | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of