deceive any person, and submitting or disclosing false financial statements for the year 2023 and annual registration statements (Form 56-1 One Report) containing false financial statements information. The
The Securities and Exchange Commission (SEC), represented by Ms. Jomkwan Kongsakul, Deputy Secretary-General, received the “Winner of the Sauciest AI Governance Powered by ETDA” Award at the
disclosure of information related to digital asset investment via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET), their own company websites and the annual registration
SEC Secretary-General, Ruenvadee Suwanmongkol, said, "The efficiency of law enforcement depends in one part on the competency in gathering and testing the evidence. Currently, the offenses in the
characteristics**. The SEC has set the period of the ban for one year, starting from 5 September 2018, during which Mr. Thanawat cannot serve as a director or executive of a securities company or a listed company
Bangkok, May 14, 2012 - The SEC imposed two-month suspension on {A}, an investment consultant of Asia Plus Securities Plc., one-month suspension on {B}, an investment consultant of Maybank Kim Eng
imposed fines on another principal and aiders or abettors of the RICH price manipulation scheme.The action of {A}, one of the principals in the RICH price manipulation scheme, was in violation of Sections
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
?The Best Information Booth? award from Charamporn Jotikasthira, the President of the Stock Exchange of Thailand on December 13, 2013. Survey on the visitors at SET in the City 2013 during November 21-24
MRC - BIZ Company Limited MRC - BIZ Company Limited operated digital asset exchange businesses without a license by providing the trading platform of digital token named MRC coin. The Court of Appeal