violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
technologies to enhance transparency and the efficiency of the capital markets. She also discussed the SEC’s experiences in addressing challenges and opportunities in utilizing technology for capital market
Data, which will benefit investors and consumers in the capital and financial markets. The meeting took place on 25 June 2024, at the SEC Building.Mrs. Pornanong Budsaratragoon, SEC Secretary-GeneralDr
ASEAN Capital Markets Forum (ACMF), which seeks to promote capital market development and the sharing of regulatory expertise within the region. The study visit is expected to benefit the supervisory
(ASEAN Capital Markets Forum Deputies’ Meeting) เพื่อติดตามความคืบหน้าการดำเนินงานของคณะทำงานภายใต้ ACMF ซึ่งเป็นกลไกความร่วมมือระหว่างหน่วยงานในภูมิภาคที่สำคัญ ในการพัฒนาการเชื่อมโยงของตลาดทุนในภูมิภาค
ในการประชุม ASEAN Capital Markets Forum: ACMF ครั้งที่ 30 เมื่อวันที่ 18 มีนาคม 2562 ที่ผ่านมา ก.ล.ต.ไทยในฐานะประธาน ACMF ร่วมกับหน่วยงานกำกับดูแลตลาดทุนอาเซียนได้รับรองการจัดทำแนวทางในการดำเนินการ