revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC

trading orders once the prices match the target. Obtaining authorization to make derivatives and securities trading decisions on behalf of clients was in violation of the Notifications of Capital Market

orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market

Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial

Notification No. TorLorThor. 8/2557 has been promulgated in replacement of the said four notifications.  

Company is entitled to nominate one (1) director out of three (3) directors of BCB. The transaction size of said acquisition is within the scope of acquisition of assets under the Notification of the

pursuant to the Notification of the Capital Market Supervisory Board TorChor. 20/2551, Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and as amended, and the

the Government Gazette and have become effective since 16 April 2024. ____________________Remark: * The five notifications specifying the amended regulations are:   (1) Notification of the Capital