migrated to the new structure (auto migration). The SEC Board has approved the revision to the principles.  The SEC has therefore drafted 14 ministerial regulations and a notification concerning the

draft guidelines of the Association that has been approved by SEC*. The guidelines contains details on :1) preparation of the service model responsible by a high-ranking executive officer; 2

characteristics under the SEC Office Notification concerning financial advisor approval and scope of performance B.E. 2552. The SEC, therefore, revoked the financial advisor supervisor approval granting to {A}.In

authorization from client to make securities trading decisions on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for

offering of newly issued securities during 2011. His actions were deemed as failure to comply with the auditing standards and the Notification of the Office of the Securities and Exchange Commission No

รายงานการประชุมคณะกรรมการตรวจสอบ ครั้งที่ 4/2548 Page 1/11 Ref. SET-2020-004 17 March 2020 Subject: Notification of the resolutions of the Board of Directors’ Meeting No. 2/2020 on the restructure of

above would be within scope of the related transaction according to the Notification of the Capital Market Supervisory Board 21/2008 Re: Rules and regulations on connected transactions and Notification of

Ref. SorNor. 043/2017 August 10, 2017 To: President The Stock Exchange of Thailand Re: Notification on Business Restructuring, Change of Name and Capital Increase of the Subsidiaries Whereas, the

EW/100/420/17 28 September 2017 Re: Notification of the resolutions of the Board of Directors’ Meeting No. 14/2017 To: The President, the Stock Exchange of Thailand The Board of Directors of Eastern

11) Transaction Type : The Transaction as stated above would be within scope of the related transaction according to the Notification of the Capital Market Supervisory Board 21/2008 Re: Rules and