Printable Format - Laws and Regulations Derivatives Agent |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating

Printable Format - Laws and Regulations TSFC/IDB |- Securities Financing (section 4)   

Guidelines on the Consideration of Definition “Company” under Section 89/1

;   - a civil monetary penalty of 1,593,256.00 Baht currently under the process of legal executionThe SEC has banned Mr. Thanawat from holding the position of director or

; - a compensation of the benefit received from committing the offense in an amount of 1,620,598.50 Baht     - a civil monetary penalty of 6,004,275.58 Baht 

benefit received from committing the offense in an amount of 131,227.00 Baht     - a civil monetary penalty of 2,000,000.00 Baht     - a suspension

Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel

for one’s own interest or third parties’ interests and thereby causing damage to EARTH. The aforementioned acts constitute the offenses under Section 308, Section 310, and Section 311 of the

Mr. Wasan Kiewkao Mr. Wasan Kiewkao conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives

clients.On 5 September 2024, the SEC Board Meeting No. 11/2024, by virtue of Paragraph 1 of Section 35 of the Emergency Decree, passed a resolution requiring Bitazza to rectify its operations fully within 24