investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds for institutional investors or ultra-high net
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
, Conditions and Procedures for Liquidation of Mutual Funds dated 3 August 2009 shall be repealed. Clause 2. The following provision shall be added as Clause 11/1 of Notification of the Capital Market
Funds between Hong Kong Special Administrative Region of the People’s Republic of China and Thailand dated 21 May 2021. 2. Photo scan of the Notification of the Capital Market Supervisory Board No. Tor
-General Enclosures: 1. Photo scan of the Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered Funds between Hong Kong Special