Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https://www.sec.or.th/EN/Documents
information sharing amongst regulators in light of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7715 SEC and SET run a joint public hearing on the proposed prohibition of investment company
risks arising from derivatives, the SEC shall https://publish.sec.or.th/nrs/2243pe.doc Translation : Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue
integrity. The SEC was dedicated to fostering a secure environment that supports businesses in protecting their intellectual property. By reducing opportunities for misuse of company logos or names
capital market. Furthermore, currently business operators can carry out other businesses right away if the conditions are met, whereas TSFC Securities Public Company Limited (TSFC) must acquire prior
latest digital tools developed in-house for investors and the public. SEC Check First is Thailand’s first mobile application for searching products, persons and intermediaries approved or licensed by the
and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake
executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives businesses; “executive” means
for approval and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed