01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Maintenance of Financial Condition of Licensed Derivatives Broker 29/12/2017 16/01/2018 2. Notification of the Office of the Securities and Exchange Commission SorThor. 19/2554 Report on Trading of
and Derivatives Trading for Derivatives Broker 02/04/2008 01/07/2008 2. Notification of the Office of the Securities and Exchange Commission SorThor 19/2552 Report on Trading of Securities
unaudited financial statements of all Thai securities companies and derivatives broker, which may be different from the data shown in the audited financial statements that will later be disclosed to the
Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements
to the annual depreciation calculation. 2. Total liability, the company had total liability as of June 30, 2020 at 85.95 million bath increase from December 31, 2019 at 6.27 million bath or 7.87
(1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker of a securities company under Section 100 of
of operational function other than sub clause (1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker