brokerage; (3) Purchase newly issue securities from underwriter which is related person; (4) Purchase securities or other assets from arranger which is related person; (5) Purchase debt instruments or hybrid

: The rationale for issuing this Notification: As the Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that the issuance of rules, conditions and procedures for securities underwriting is

from 1 September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinij) Chairman The Securities and Exchange Commission Remark: The rationale for issuing this Notification: As the

which is brokerage; (3) Purchase newly issue securities from underwriter which is related person; (4) Purchase securities or other assets from arranger which is related person; (5) Purchase debt

denied inclusion into the database of the list of directors and executives of securities issuing companies due to possession of prohibited characteristics; 7. being under the period prescribed by an order

บนัทกึปีใหเ้ป็นปี ค.ศ.และ DD เป็น วันสิน้เดอืนเทา่นัน้ Data No. Field name Description Format Possible value Remark 1 Issue code ชือ่หลักทรัพย ์(Issue Name) varchar(30) Y 2 ISIN Code/Cusip Code/ Sedol Code

the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would

rights and obligations of issuer and holders of warrants to purchase the Company’s newly issued ordinary shares No. 3 (ECF-W3) (the “Terms and Conditions”) as a result of the Company wishing to issue and

and holders of warrants to purchase the Company’s newly issued ordinary shares No. 3 (ECF-W3) (the “Terms and Conditions”) as a result of the Company wishing to issue and offer newly-issued ordinary

units of a mutual fund of which the investment policy allows to invest in non-investment grade more than 60 percent of net value asset; (f) units of foreign collective investment scheme issuing or