regulations on suitability test aim for investor protection both in primary and secondary markets and standardize practices in offer for sale of all securities. By taking into account flexibility and
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
related to business operation regarding benefits for economic and social development, potential for long-term business continuity or compliance with other laws including environmental impacts beyond legal
false or misleading information: elements of crime will be extended to cover more persons and wrongful acts and offences related to imparting or dissemination of projection by using distorted information
) และเปิดบูธ ก.ล.ต. ซึ่งในปีนี้ได้นำเสนอบูธภายใต้แนวคิด “Sustainable Investment & Self-protection for Well-being” พร้อมส่งต่อความรู้ ส่งเสริม และสนับสนุนให้ประชาชน ผู้ลงทุน รวมถึงผู้ประกอบธุรกิจ SMEs
investors in Thai listed companies will be more confident in term of sufficient investor protection. The announcement further illustrates that the SEC?s practices and supervision are in conformity with
aims to raise public awareness in personal finance, retirement savings, accessibility to suitable financial products and services and investor right and protection. The 14 alliances include the SEC, the
efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of
Bangkok, October 13, 2014 ? The SEC allows allotment of newly issued shares in an IPO to related persons of issuing companies up to 25 per cent of total number of shares offered. For offering of