such executive. “associated person” means persons with one or more of the following relationships: (1) spouse and the child who has not yet become sui juris; (2) relationship between a juristic person
made or prepared by financial advisors who are in the list of financial advisors approved by the Office. For the foregoing purpose, the Office hereby issues the following regulations: Clause 1 This
. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1
August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “ derivatives broker ” means any person licensed to undertake derivatives business in the category of
2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of
the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014
follows: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. Kor Thor. 18/2549 Re: Maintenance of Net Capital dated 2 May 2006 ; (2
: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. Kor Thor. 18/2549 Re: Maintenance of Net Capital dated 2 May 2006; (2) Notification of