, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution
oil, currencies, exchange rate, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial
) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of Sale
Bangkok, February 16, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against nine alleged offenders for falsifying documents and accounts and corporate
-2 : Annual Reports ( 1 ) Mutual Fund Prospectus ( 1 ) Tender Offer Documents ( 1 ) หนังสือชี้ชวนกองทุนรวม ( 1 ) ดูเพิ่มเติม >> แผนผังเว็บ งบการเงิน ( 45 ) พระราชบัญญัติ/พระราชกำหนด ( 16 ) กฎหมาย / กฏ
the financial condition and the operating results to ensure that the potential issuer have a strong financial background; (2) Revising the criteria for backdoor listing and trading resumption to ensure
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval
://www.sec.or.th/TH/Documents/DigitalAsset/DA-RegulatorySandBox.pdf. Further inquiries can be sent to the email: daregsandbox@sec.or.th.______________________Remark: * Notification of the Securities and Exchange
support legal enforcement under the SEA after the criminal complaint has been filed. Since the financial transactions in this case took place overseas, the SEC has collaborated with and received
demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the