number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide

Issuance and Offer for Sale of Securities . (b) in case of reporting the result of the sale of debt securities, the terms “ debt securities ” “ short-term bonds ” “ short-term bills ” “ institutional

Offer for Sale of Securities. (b) in case of reporting the result of the sale of debt securities, the terms “debt securities” “short-term bonds” “ short-term bills” “institutional investors” “high net

Securities. (b) in case of reporting the result of the sale of debt securities, the terms “debt securities” “short-term bonds” “ short-term bills” “institutional investors” “high net worth investors

for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further fine not exceeding 10,000 baht for every day during which the contravention continues. The SEC has therefore

offenders and informed the proceedings of both cases to relevant agencies for further consideration of enforcement under relevant laws.The SEC strongly urges investors to exercise discretion especially with

residing in Thailand that PPI solicited the complainant to transfer overseas pension to make investment under PPI's advice and management for the purpose of tax benefits and long-term returns. The

support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed

. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the

the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the Shareholders