investment consultant, assigned {B} to take care of the clients as well as make investment analysis and give investment advice. {A}'s action was deemed as breach of duty and failure to exercise due care, while
รับเอกสารที่เกี่ยวข้องกับการใช้สิทธิจองซื้อหลักทรัพย์ที่เสนอขายให้แก่ผู้ลงทุนตามสัดส่วนการถือหุ้น/หน่วย (right offering) การใช้สิทธิแปลงสภาพใบสำคัญแสดงสิทธิที่จะซื้อหุ้น (exercise warrant) ในรูปแบบของ
พนักงานที่เข้าข่ายกรณีดังกล่าว เช่น การให้สิทธิประโยชน์แก่กรรมการและพนักงานในลักษณะที่เรียกว่า Cash and Cashless Exercise เป็นต้น ข้อ
, current major shareholder shall exercise 10,000,000 units of warrant and CRSB shall exercise 20,000,000 units of warrant on June 15, 2018. To exercise the remaining warrant of 12,000,000 units on December
SEC considers the information of such mutual fund. The Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in
Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in accordance with the requirements under HK-TH MRF MoU
the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the Username and the Password of Company Account which we
duty to oversee and keep confidential the Username and the Password of the SEC Account which we have received from the SEC Office without disclosing and allowing them to be used by any unauthorized
We acknowledge and agree that we have the duty to oversee and keep confidential the Username and the Password of the SEC Account which we have received from the SEC Office without disclosing and