applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
Disposition of Assets of the Company (Amended) Attention: President, The Stock Exchange of Thailand A resolution of the Board of Directors Meeting No. 3/2019 of Seven Utilities and Power Public Company Limited
Disposition of Assets of the Company (Amended 2) Attention: President, The Stock Exchange of Thailand A resolution of the Board of Directors Meeting No. 3/2019 of Seven Utilities and Power Public Company