นายกสมาคมบริษัทจัดการลงทุน (AIMC) และนายเก่งกล้า รักเผ่าพันธุ์ นายกสมาคมส่งเสริมผู้ลงทุนไทย (TIA) และมี Ms. Hong Siew Lai, Head of Dispute Resolution, Securities Industry Dispute Resolution Center
following regulations: Clause 1. The civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration
civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration as organized by the SEC Office
. For example, the revision will improve dispute conditions between securities and derivatives companies and clients through arbitration procedures.? In the case of making a reservation of right, the
Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration
Asset of the Company from the dispute resolution by the compromise additional from the resolution of Board of Director Meeting No.5/2022 (revised) 24/08/2022 13:02 Notification on Information Memorandum
/11/2001 01/01/2002 Report/Form (Notification of Securities and Exchange Commission) Form OrYo.1 Petition for the Dispute Report/Form (Notification of Securities and Exchange Commission) Form OrYo.2
will also be required for the purpose of general administration and cooperation; for instance, publishing unit pricing, distributing reports to unitholders, and managing dispute resolution. ?The SEC in