; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of
account. Clause 29 In providing derivatives brokerage services, the derivatives broker shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive
shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive or materially mislead the clients. 8 Clause 30 The derivatives broker shall put in
respect to our corporate plans, strategies and beliefs and other statements that are not historical facts. These statements can be identified by the use of forward- looking terminology such as “may”, “will
has considered additional facts and the study results of the changed cost structure. It was found that the continuation of the project on the basis of the existing guidelines could result in offering no
information in the Documents and hereby certify that the Documents is accurate, complete and contains, no false information; no material facts which are necessary or must be included in the Information
the SEC Office both printed document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been
, without any false statement in material aspects or concealment of any material facts which should be disclosed. Clause 7. When the rules as specified in Clause 3, Clause 4, Clause 5, and Clause 6 have been
evidentiary documentation that demonstrates facts representing such reasonable ground for entering into such transaction and an opinion on the appropriateness for every such transaction, and maintain the