. First amendment had been made on 28 February 2014, material details which had been amended are as follows: First Version Amended Version 1. The Company cannot take and/or arrange for the shares of G J
and operating control, which has caused the foreign entity to have the characteristics under Clause 15(1) and (2). Clause 17 A foreign entity who submits an application for approval shall arrange a
Annual 2 General Meeting and requested the Company Arrange an extraordinary meeting of shareholders to consider the matter further The Board of Directors Meeting No. 17/2019, held on December 3, 2019, has
for the 2 0 1 9 Annual 2 General Meeting and requested the Company Arrange an extraordinary meeting of shareholders to consider the matter further The Board of Directors Meeting No. 17/2019, held on
2003. (Translation) -3- Clause 2.3 In providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual
details of the outsourcing clearly in the details of the mutual fund project, or obtain a written consent from a client who is a private fund or a provident fund, as the case may be; (2) arrange a report on
applicant shall arrange a financial advisor, whose name appears in the SEC Office’s approved list, to jointly prepare an information in a notice calling for shareholder’s meeting in conforming to Clause 12
that the applicant will have a good and efficient management; (7) demonstrating that the applicant will have an efficient policy and measure for [i] preventing conflicts of interest and accessing inside