/IP/Analyst) Digital Assets For Business Operators SEC News see more > 09/08/2024 | No 165 / 2024 SEC launches Digital Asset Regulatory Sandbox on https://www.sec.or.th/EN/Pages/Home.aspx English
Companies For Personnels (FM/IC/IP/Analyst) Digital Assets For Business Operators SEC News see more > 09/08/2024 | No 165 / 2024 SEC launches Digital Asset Regulatory Sandbox on https://www.sec.or.th/EN/Pages
assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)