clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the following:- (1) identify the client’s true identity (client
following:- (1) identify the client’s true identity (client identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s
Clause 31 in order to identify the real client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is
demonstrating the acknowledgment of the client with respect of the caution about risks arising from such investment or transaction. While the client has not confirmed on the investment or entering into the
the evidence demonstrating the acknowledgment of the client with respect of the caution about risks arising from such investment or transaction. While the client has not confirmed on the investment or
operational results for the year 2018 Opinion of the Board: It deemed appropriate to report the Company’s operational results for the year 2018 to the Meeting of Shareholders for acknowledgment without passing
2018 to the Meeting of Shareholders for acknowledgment without passing any resolution. Item 3 To consider and approve the statement of financial position and the statement of comprehensive income for the
critical IT assets are appropriately protected, the intermediary shall identify organizational IT assets and define proper protection roles and responsibilities. Provisions in the Notification No. Sor Thor
securities. If the rights of the debt security holders will be subordinated to other security holders or creditors, identify, as of the most recent practicable date, the aggregate amount of outstanding
appropriately protected, the intermediary shall identify organizational IT assets and define proper protection roles and responsibilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 15 An