shall prepare a monthly account, and when derivatives business operators stop doing businesses or are suspended from operating their businesses to segregate customer assets from the derivatives broker
Line account “HSH Gold Futures” and TikTok account “socal-hsh” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
Line account HSH Gold Futures and TikTok account socal-hsh impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
account name “OKX TH”, Twitter (now X) under the name: “OKX Thai Community”, and Line OpenChat under the name: “Thai Community”. The OKX activities are liable to be an operation of digital asset
In this workshop, the SEC, the TDO, and digital asset business operators joined forces with relevant agencies including the Bank of Thailand, the Cyber Crime Investigation Bureau, the Central
uses the account opened for the purpose of trading digital assets as a means of payment for goods and services, the digital asset business operator is required to issue a warning regarding the misuse of
new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The
provided in the account opening process of new clients. In this regard, the information provided must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant