applicant shall declare the possession of the following systems; 1. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the

shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the

shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the

witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in

Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities  (4794) 03/08/2009 01/09/2009   Circular   SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and

/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession  (5347) 27/04/2010 16/05/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

support units with clearly-defined roles. They are, i.e., 1. Quality Assurance Unit which checks and confirms transactions with customers to ensure their real demand and consistency with each customer’s

brighter investment outlook, and ongoing growth in tourism. At the same time, the real estate and construction sectors grew modestly, with expansion seen only in certain areas. Likewise, consumption fared

Clause 31 in order to identify the real client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is

470,159 446,513 5.4% 11.0% Housing 249,845 251,197 243,754 (0.5)% 2.5% Real estate and construction 205,235 200,736 199,224 2.2% 3.0% Agriculture and mining 62,654 61,569 53,134 1.8% 17.9% Others 300,805