this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of

intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as

; Failure to audit advance accounts; and Failure to audit payroll, consulting fees, and social security contributions. As a result, Ms. Sulalit failed to detect material misstatements in the

Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was

”), knows the information on PTL’s performance in the consolidated and standalone financial statements of Q4/2016 through monthly financial statement of January and February 2016. The information is material

standalone financial statements of Q4/2016 through monthly financial statement of January and February 2016. The information is material to changes in the prices of PTL shares which has not yet been disclosed

chairman of the board of TTTBB. The information is material to changes in the prices of JTS share prices which has not yet been disclosed to the public and Mr. Pete buy JTS shares in such a way as to take

(TASCO), knew or possessed an inside information material which might affect to positive change in the price of TIPCO's share which was the fact that the distribution of interim dividend payment (No.2

Mr. Sommart Dhupchinda Mr. Sommart Dhupchinda colluded with Miss Laksana Supsakorn who was the insider which knew or possessed an inside information material which might affect to positive change in

Mr. Kumpol Plussind Mr. Kumpol Plussind as the Managing Director and Director of Chularat Hospital Public Company Limited (CHG) during the incident, knew or possessed an inside information material