Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
effects on transactions in the capital market and investor services. ________________________
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
ก.ล.ต. เปิดรับฟังความคิดเห็นร่างประกาศเกี่ยวกับหลักเกณฑ์การดำรงเงินกองทุนสภาพคล่องสุทธิ (Net Capital: NC) ของผู้ประกอบธุรกิจหลักทรัพย์และสัญญาซื้อขายล่วงหน้า
Derivative Warrants | TCAP01C1601A | DERIVATIVE CALL WARRANTS ON THANACHART CAPITAL PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2016 # A
Derivative Warrants | TCAP01P1601A | DERIVATIVE PUT WARRANTS ON THANACHART CAPITAL PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2016 # A | Stock
Derivative Warrants | TCAP42C1508A | DERIVATIVE CALL WARRANTS ON THANACHART CAPITAL PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN
Derivative Warrants | TCAP11C1507A | DERIVATIVE CALL WARRANTS ON THANACHART CAPITAL PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JULY 2015 # A | Stock
Derivative Warrants | TCAP06C1701A | DERIVATIVE CALL WARRANTS ON THANACHART CAPITAL PUBLIC COMPANY LIMITED ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2017 # A | Stock