December 31, 2019 To The President The Stock Exchange of Thailand Management’s Discussion and Analysis Consolidated Financial Statements For Year Ended December 31, 2019 Overall Group Performance Table 1
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 Re: Rules on Connected Transactions and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of
…(date)… does not mean the Securities and Exchange Commission, the Capital Market Supervisory Board or the Office certifies the completeness or the correctness of the information in the offering documents
must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the Securities and Exchange Commission, the Capital Market Supervisory Board or
-Translation- 11 August 2017 Subject : The establishment of Vanachai Wood Smith Company Limited To : President The Stock Exchange of Thailand According to the meeting of board committee of Vanachai
: The President The Stock Exchange of Thailand The Extraordinary Board of Directors’ meeting of Bangkok Airways Public Company Limited, (“Company” or “BA”) No. 1/2019 held on March 19, 2019 and the Board
credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
Bangkok, June 12, 2012 - The SEC today signed a Memorandum of Understanding (MOU) with the Financial Services Commission (FSC), the capital market regulator of the Republic of Korea (South Korea), to
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint