issuing Thai companies, whereby the reporting duty would begin only after the issuer?s securities have been listed on the Stock Exchange of Thailand. The consultation paper is available at www.sec.or.th
in the latest four consecutive quarters. The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval
of Thailand Act and the Ad hoc Committee on consideration of draft Securities and Exchange Act, the National Legislative Assembly, an expert member in the SEC?s Accounting and Corporate Governance
ACMF Framework ) โดยตลาดหลักทรัพย์ต่างประเทศนั้นต้องเป็นตลาดหลักทรัพย์ต่างประเทศที่มีคุณสมบัติน่าเชื่อถือและยอมรับได้ตาม ก.ล.ต. กำหนด (established exchange) และ (3) กรณีอื่นๆ นอกจาก 2 กรณีข้างต้น ทั้งนี้
Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these
(market maker)เพื่อนำไปซื้อขายสัญญาซื้อขายล่วงหน้าที่อ้างอิงกับทองคำ (Exchange Traded Derivatives) และกองทุนรวมอีทีเอฟ (Exchange Traded Fund) ที่อ้างอิงกับทองคำในต่างประเทศเพื่อให้
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
, Chupong was deemed to have performed duties dishonestly. In this regard, Chupong, were deemed to have committed offences in violation Section 311 of the Securities and Exchange Act of 1992 (SEA), and
-General of DSI’s conflicting opinion on additional charges under Section 307, 308, 309, 311, 313 and 315 of the Securities and Exchange Act and under Section 264 and 268 of the Penal Code, and on the