. กัมพูชา ตลาดหลักทรัพย์และภาคธุรกิจจากกัมพูชา ณ สำนักงาน ก.ล.ต. ประเทศไทย เมื่อวันอังคารที่ 17 กันยายน 2562เรียงจากซ้าย : H.E. Mr. Sou Socheat, Director General of Securities and Exchange Commission of
new directors on 8 March 2019, causing the IFEC Board to fully comprise 8 directors,and the resolution appointing Chairman and Chief Executive Officer by the Board of Directors Meeting No. 1/2562
The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow
on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without
amendment was approved by the cabinet on 28 August 2018 and it is expected to be enforced in the middle of 2019. Consequently, provident funds investing in fixed income through mutual funds will be
obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing
.__________________________ Notes: *SEC news release No. 98/2018, published on 23 August 2018. **According to the Notification of the Securities and Exchange Commission No. Kor. Jor. 3/2560 Re: Determination of
On 14 ? 15 March 2018, IFEC disclosed via the SET that the company's three directors ? i.e., Mr. Peerathuch Sukapong, Maj. Gen. Chainat Yatshimplee and Mr. Piyapong Wongsuwatana ? had resigned. Later
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure