Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of

instruments or financial derivatives, whether in long and/or short position.    *** (1) Notifications of the Securities and Exchange Commission No. Kor Thor. 15/2567 Re: Capital Maintenance of Business

Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Manpong Senanarong, President of Thai Digital Assets Exchange Company Limited (TDX

penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992).The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on the offender

Facebook page “the SEC Office”, or SEC Live Chat at www.sec.or.th. ______________________Remarks:* Related rules and regulations:- Notification of the Office of the Securities and Exchange Commission No. Sor

financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018.  The misconduct of the four current and former executives and directors* is

technology. SEC has worked with all sectors in the capital market, such as the Ministry of Finance, Fiscal Policy Office, Public Debt Management Office, Bank of Thailand, Stock Exchange of Thailand

According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the months of January - February 2018 Woraphant, by virtue of his

, Section 133 and Section 136 of the Securities and Exchange Act B.E. 2535 (1992). On 13 March 2020, the Settlement Committee imposed a fine of 8.06 million baht on the company. In the case of Mr. King, he

According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of