benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
interest to acquire the business, and it was Rapi himself who had signed on the associated memorandum of understanding and arranged for the new investors to conduct a due diligence on the business and assets
assets to ensure accurate and complete conclusion before preparing and disclosing the IFA report even though there was material inconsistency with the information disclosed via the Electronic Information
; although the customer had never invested in a mutual fund before and could not afford to lose the principal, {A} allocated almost half of the customer's total assets in a mutual fund of a higher risk level
and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of
transaction is considered a connected transaction. The transaction is also considered a significant asset acquisition due to its value of over 50 percent of WAVE total assets. Accordingly, WAVE is required to
ผลกระทบของเทคโนโลยีต่อการกำกับดูแล เพื่อคุ้มครองผู้ลงทุนและสร้างตลาดทุนที่เป็นธรรมและมีประสิทธิภาพ(2) Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility ซึ่งจะเป็นการวิเคราะห์
แก่ผู้ลงทุนทั่วไปที่มีเงินลงทุน (investable assets) โดยไม่จำกัดการบริการเพียงเฉพาะผู้ลงทุนรายใหญ่ หรือผู้ที่มีเงินลงทุนสูงเท่านั้นแนวทางที่ ก.ล.ต.เสนอกำกับดูแลและสนับสนุนให้เกิดธุรกิจดังกล่าว ครอบคลุม 4
for making their own trading decision to prevent embezzlement and misappropriation of their assets. Importantly, investment consultant must perform the duty honestly, adhere to professional standards
Gazette and have come into force as from 1 March 2026.Following the effective date of the notification, Thai ESG and Thai ESGX funds are permitted to invest in Thai securities or assets with sustainability