instruments linked to the underlying securities only. 2. Following extension of trading hours for precious metal derivatives on Thailand Futures Exchange Plc., starting from 19.30-22.30 hrs. (night session
exchange issued by commercial banks having credit rating not lower than investment grade, providing that support rating will also be allowed.The revised regulations will clearly determine responsibility of
Securities and Exchange Act B.E. 2535 (1992) (SEA) had imposed a fine on Lalana in the amount of 36,815,524.26 baht for manipulative trading by colluding with others in providing and using other persons
Cabinet?s approval, has prescribed 14 additional goods and variables. Thailand Futures Exchange (TFEX), meanwhile, has scheduled the launch of silver futures in this coming June. Given this background, the
ก.ล.ต. ประสานงานธนาคารแห่งประเทศไทย (ธปท.) ขอให้อนุญาตให้บริษัทหลักทรัพย์สามารถนำผู้ลงทุนรายย่อยไปลงทุนในตราสารอนุพันธ์ที่ซื้อขายในศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (exchange traded derivatives) ใน
inappropriate and deemed as interfering with client's assets.As both investor contacts' actions are in violation of Clause 14(2) of the Notification of the Office of the Securities and Exchange Commission No
disclose the clarification via the Stock Exchange of Thailand. Owing to the fact that the proposed transaction requires at least three quarters of total voting rights less interested shareholders, the SEC
offered to the public but must be listed on the Stock Exchange of Thailand. For infrastructure trust with exceeding 30% of its investment in infrastructure project under construction, the unit trust will be
obtaining amended information, can request for refund from the company. RICHY must also provide information to investors, if the company has to postpone the listing date on the Stock Exchange of Thailand.?
243(1) in conjunction with 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 83 of the Penal Code. The Settlement Committee therefore imposed a fine of 25