on issues of related party transactions and separation of businesses among the applicant and group of parent company which have effect on shareholder rights. Besides, {X1} Company had jointly prepared
, inflating and stabilizing the share price as well as matching orders within the group which caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM shares
funds to invest in listed securities in GMS countries up to 100% of the NAV with specified diversification which will help promote competitiveness for Thai mutual fund industry as well.(4) Putting in
his acquisition and disposal of CMO shares resulted the increase and decrease in his CMO shareholding which crossed 50% of the total voting rights. Moreover, when the acquisition of CMO shares caused
auditor?s findings in the audit of the company 2014 financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was
TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing, inflating and stabilizing the share price and matching orders within the group which
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital
Bangkok, March 1, 2016 - The SEC has suspended {A}, a securities investment consultant at Bangkok Bank PCL., for failing to inform a client of material information, which consequently incurred
securities business pursuant to the Securities and Exchange Act of 1992. His action was in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years
launch of this project is another milestone for knowledge sharing in our market which in turn will bring new ideas and discussions that will be beneficial for business and the further development of the