participation in ASEAN capital market products and services which contribute towards greater regional connectivity.Regulators from Malaysia, the Philippines, Singapore and Thailand also signed- the Memorandum

to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked

and undertaking of digital asset businesses without causing undue hindrance to stakeholders and those interested in providing digital asset-related services or compromising appropriate investor

อนุญาตประเภทการเป็นที่ปรึกษาการลงทุนหรือที่ปรึกษาสัญญาซื้อขายล่วงหน้า (Investment Advisory Services : IA) จาก ก.ล.ต. ทั้งนี้ คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ในการประชุมครั้งที่ 9/2566 เมื่อวันที่

quality services provided for the public needs to gain the public trust, which is the major driving force for effective achievements of the organization’s strategic goals

benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market

Central Bank, UK, member of the advisory board of the China Banking Regulatory Commission. He was the First Chairman of the UK Financial Services Authority during 1997-2003. Dr. Vorapol Socatiyanurak, the

ให้แก่บริษัท Premium Financial Services จำกัด (PFS) ในราคาหุ้นละ 1.54 บาท รวมมูลค่าประมาณ 313.52 ล้านบาท ซึ่งต่ำกว่าราคาตลาด 24.14% พร้อมกับขอให้ถือหุ้นพิจารณาอนุมัติการผ่อนผันให้ PFS ไม่ต้องทำคำเสนอ

implementation. 2. Entering a Business Assistance Agreement with AM: IFA is of view that the scope of services, service fee, and other terms and conditions from the agreement are reasonable for GJS?s current

the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of