Bangkok, May 23, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international
Bangkok, February 15, 2013 ? The SEC hosted the first meeting of heads of capital market policy makers and regulators in the Mekong region on February 8, 2013 in Bangkok. This high-level meeting was
that the transactions are appropriate and beneficial to the company while the investment cost is acceptable. Owing to the fact that the transactions are material and the counterparty is Rattanarak Group
inspection that {A}, a capital market investment consultant of Phillip Securities, failed to record his clients? securities and derivatives trading orders. {B}, a capital market investment consultant, and {C
Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of
Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
บริษัทในภาคตลาดทุน ประจำปี 2568 ภายใต้ชื่องาน “Board Cyber Forum 2025: Cyber Defense with AI and Innovation Strategies” โดยนางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. เป็นประธานกล่าวเปิดงาน ทั้งนี้ เป้าหมายของ
The Taskforce for a Competitive and Attractive Market (Taskforce), which consists of representatives from the FPO, the SEC, the SET, and the FETCO, has recently convened a joint meeting to gather