, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992), has instructed IFEC and its directors to clarify the arrangement of such shareholders? meeting to the SEC and disclose such
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
Bangkok, 7 February 2023 – The Office of the Securities and Exchange Commission (SEC) is inviting applicants for the position of Secretary-General, which will become vacant on 1 May 2023. The SEC
: “As the financial services sector evolves at an unprecedented pace, it is key for regulatory bodies to maintain a constant stream of knowledge exchange to stay abreast of innovation in the sector
ตั้ง LiVE Exchange ซึ่งเป็นตลาดรองสำหรับ SMEs และ Startups ที่มีการระดมทุนในวงกว้าง (IPO) โดยได้ทำงานร่วมกับ ก.ล.ต. พัฒนาหลักเกณฑ์รองรับการระดมทุนในวงกว้าง และการจดทะเบียนและซื้อขายในตลาดรองสำหรับ SMEs
วารี ผู้อำนวยการฝ่ายจดทะเบียนหลักทรัพย์ 2 ร่วมเสวนาในหัวข้อ “The Design of LiVE ระเบิดไอเดียร่วมออกแบบโลกตลาดทุนสำหรับ SMEs / Startups” และ “How to Invest in LiVE โอกาสและการลงทุนบน LiVE Exchange” เมื่อ
units and cash, and (2) extension of deadline for the whole process, from the transfer of property fund assets to REIT to the listing of REIT on the Stock Exchange, from within 15 business days from the
securities clients.Essentially, securities companies and derivative business operators would be allowed to invest their clients? assets in money market funds as well as bills of exchange and promissory notes
Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders. Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to