companies and derivative business operators take full ownership of the written BCM policy and enforce strict implementation of the BCM plan. In case of outsourcing business functions to service providers, the
principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement
here to display all results Derivative Warrant [Data will be displayed only 7 days after offering date] ( 144 record(s) found) Issuer Name/Offer Name Name Abbr. Name Unit Filing Effective Date Start
display all results Derivative Warrant [Data will be displayed only 7 days after offering date] ( 184 record(s) found) Issuer Name/Offer Name Name Abbr. Name Unit Filing Effective Date Start Offering Date
derivative broker shall have paid-up registered capital of not less than one hundred million baht. The person granted a license under the first paragraph shall not include the person granted a license to
, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have
: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have paid-up registered capital of not less than one hundred million baht. The person
be repealed. Clause 2. In this Notification: “Derivatives agent” means any person licensed to undertake derivatives business in the category of derivatives agent. “Derivative exchange” means any
derivatives agent. “Derivative exchange” means any derivative exchange having been granted license from the Securities and Exchange Commission. Clause 3. For the purpose of maintaining net liquid capital of