advisors, and derivatives business operators are required to report suspicious transactions as specified by the law to the AMLO; which has the power to examine the report and information relating to
information from the client or the officer who executed the selling transaction for the client. Signing the buy/sell order form of investment units without contacting and giving advices was failing to perform
financial statements and effective information technology. This will enable them to operate their business effectively, determine business strategy in a timely manner and become a publicly traded company
Secretary-General Vasant Thienhom. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed
keeps compiling information of affected firms in the midst of this ongoing flooding situation for further consideration on further reliefs. In addition, the SEC has coordinated with the SET and related
provide convenient access to information for investors and the Thai public. At the same time, it also helps promote Thailand's financial education activities, making them more widely recognized both
://market.sec.or.th/public/idisc/th/InvestorAlert. To notify information or leads regarding suspicious activities, please contact SEC Complaint Center via Hotline 1207 or SEC Official Facebook Page or SEC Live Chat at
submit or disclose material facts that POLAR ceased operating all or part of its business due to a court-ordered receivership on 3 August 2017, POLAR concealed such information and other activities
utilizing the inside information for selling IFEC shares since 1 November 2016 till 22 December 2016, totaling 978,000 shares, through his own trading account. 11/09/2019 The Civil Court delivered a decree