financial statement for Q2/2016 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,697,000 and a further fine of Baht 1,000 each day
specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified period. The
reviewed financial statement for Q2/2016 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,680,000 and a further fine of Baht 1,000
the specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified
trading shares in the SET. He also gained benefits from which his IFEC shares of more than 57.46 million used as the collateral for his margin trading were not subject to force selling. As a result, he
C:\set\setfs-q2-2561 t.doc วนัท่ี 14 สิงหาคม 2561 เร่ือง ค าอธิบายและวิเคราะห์ของฝ่ายจดัการ งวดไตรมาส 2 ปี 2561 สิน้สดุ 30 มิถนุายน 2561 เรียน กรรมการและผู้จดัการ ตลาดหลกัทรัพย์แหง่ประเทศไทย สิ่งท่ี
Clause 30 of the Notification on Standard Conduct of Business , an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain
Notification on Standard Conduct of Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with
- พันธบัตร/หุนกูตางประเทศสกุลเงินบาท (“Baht Bond”) - หุนกูแปลงสภาพ - ตราสารหนี้ของหนวยงานภาครัฐ - ตราสารหนี้ของ REIT - ตราสารหนี้ของ Infrastructure fund กรณีหุนกู Securitization และ ตราสาร Basel