Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's
Economic Crime Suppression Division (ECSD) on the ground of performing duties dishonestly when he failed to disclose IFEC default on its bills of exchange. In addition, the SEC has instructed IFEC directors
เข้าร่วมอบรมรวม 30 คน โดยมี H.E. Mr. Sok Dara, Deputy Director General, Securities and Exchange Commission of Cambodia (SECC) เป็นประธานกล่าวต้อนรับ และนางสิริวิภา สุพรรณธเนศ รองเลขาธิการ ก.ล.ต. กล่าว
. กัมพูชา ตลาดหลักทรัพย์และภาคธุรกิจจากกัมพูชา ณ สำนักงาน ก.ล.ต. ประเทศไทย เมื่อวันอังคารที่ 17 กันยายน 2562เรียงจากซ้าย : H.E. Mr. Sou Socheat, Director General of Securities and Exchange Commission of
audit the financial statements, and submit the audited financial statements to the SEC, as well as deliver and disclose the financial statements to the Stock Exchange of Thailand (SET) without delay so
The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow
to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted
be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The
obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing
.__________________________ Notes: *SEC news release No. 98/2018, published on 23 August 2018. **According to the Notification of the Securities and Exchange Commission No. Kor. Jor. 3/2560 Re: Determination of