and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in

capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.*  The SEC therefore suspended her from duty as the approved

Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a

materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of

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Mr. Thawatchai Pittayasophon, Deputy Secretary-General of the Securities and Exchange Commission (SEC), and Mrs. Sittasri Nakasiri, Assistant Secretary-General, joined the ASEAN Capital Markets

The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, collaborated with SEC Ambassador in organizing a workshop on “Financial Investment Knowledge,” featuring

Srisawad Capital 1969 Public Company Limited Srisawad Capital 1969 Public Company Limited ("SCAP"), a listed company, prepared and submitted the inaccurate key financial ratio for the year

G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, prepared and submitted the inaccurate key financial ratio for Q2/2024 through the

G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial highlight for Q2/2024 through the transmission